Compliance & Policies

Our Standards

We operate under rigorous compliance frameworks covering KYC/AML, responsible sourcing, sanctions screening, and chain-of-custody controls. Below is a summary of key policies. Detailed documents are available upon request.

KYC & AML

Customer due diligence, ongoing monitoring, UBO verification, and PEP/sanctions screening across all counterparties.

Responsible Sourcing

Alignment with OECD Due Diligence Guidance and LBMA Responsible Gold Guidance; enhanced diligence in CAHRAs.

Sanctions & Restricted Parties

Screening against global lists and internal restrictions; zero tolerance for illicit finance, bribery, or corruption.

LBMA / RMI References

We align with LBMA Good Delivery and RGG frameworks and reference RMI assessment methodologies where applicable.

ESG & Chain of Custody

Environmental and social risk screening; documented chain of custody from origin to delivery.

Risk & Audit

Periodic reviews, transaction sampling, and escalations under a three-lines-of-defense model.